Compliance Associate - #137624

We're seeking a diligent Compliance Associate with a keen eye for detail and a deep understanding of risk and compliance processes in the financial services industry. The ideal candidate will be capable of identifying and resolving compliance issues, ensuring our business adheres to all relevant legal and internal policies.

Client Details

Our client is a well-established organisation in the financial services sector. They have a reputation for excellence, employing top talents who are committed to the highest standards of professional integrity, regulatory compliance, and customer service.

Description

• Monitor and identify potential areas of compliance vulnerability and risk, developing and implementing corrective action plans for resolution.
• Review and update the company's compliance policies and procedures.
• Maintain knowledge of all applicable legal requirements and understand their impact on the business.
• Prepare compliance reports and present them to management.
• Coordinate compliance training for employees.
• Investigate any instances of non-compliance and take appropriate action.
• Collaborate with other departments to create a culture of compliance.
• Conduct periodic internal reviews to ensure compliance procedures are being followed.

Profile

A successful Compliance Associate should have:

• A degree in law, finance, business management or a related field.
• Experience in a compliance role within the financial services industry.
• Excellent knowledge of reporting procedures and record keeping.
• Ability to work independently and handle multiple projects.
• Excellent communication skills and the ability to work in a team environment.

Job Offer

• Attractive salary package between £28,000 and £30,000.
• In the office 4 days a week.
• A professional and collaborative work environment.
• Opportunities for career advancement within the financial services industry.

We welcome all qualified individuals who thrive in a fast-paced, professional environment to apply. Join our team in Ipswich and contribute to our ongoing success in the financial services industry.