Operational Compliance analyst - #137871
Vargo Group
Date: 4 days ago
City: Peterborough
Contract type: Full time
Job Description
Job title: Operational Compliance Analyst
Location: Peterborough, three days a week in the office
Salary: up to £45k
Role Overview
This is a fast-growing Fintech business specialising in pensions and investments. As an Operational Compliance Analyst, you will be working across various operational areas of the business and be responsible for conducting compliance monitoring activities. Reporting to the Operations Director, this is a key role within their team to ensure all department activity is conducted in accordance with the FCA rules and regulations.
Responsibilities
Job title: Operational Compliance Analyst
Location: Peterborough, three days a week in the office
Salary: up to £45k
Role Overview
This is a fast-growing Fintech business specialising in pensions and investments. As an Operational Compliance Analyst, you will be working across various operational areas of the business and be responsible for conducting compliance monitoring activities. Reporting to the Operations Director, this is a key role within their team to ensure all department activity is conducted in accordance with the FCA rules and regulations.
Responsibilities
- Conduct compliance monitoring on internal controls.
- Provide reports to committees and the Board.
- Support external audits and regulatory reviews.
- Assist with regulatory reporting and compliance updates.
- Review product materials to ensure compliance.
- Stay updated on regulatory changes and best practices.
- Advise teams on compliance rules and regulations.
- Attend meetings and provide compliance guidance.
- 3-5 years of compliance monitoring experience in financial services.
- Strong understanding of FCA regulations (SYSC, COBS, CASS), JMLSG, HMRC rules on pensions & ISAs, and Data Protection laws.
- Ability to explain complex regulations in simple terms.
How to apply
To apply for this job you need to authorize on our website. If you don't have an account yet, please register.
Post a resumeSimilar jobs
Welder Fabricator
Baker Perkins,
Peterborough
3 days ago
Baker Perkins, a technology brand of Coperion – owned by Hillenbrand, is a trusted technology provider in the food industry, operating from the UK and USA. We offer comprehensive solutions, from design to lifetime support, for leading brands worldwide. Our continuous innovation in equipment and processes, along with services leveraging the latest technology, ensures efficiency and cost-effectiveness. Join us at...
Team Leader Procurement (UK)
Bauer Media Group,
Peterborough
1 week ago
Are you looking for that next step in your procurement career? Look no further! We are looking for a Team Leader Procurement to join our Procurement Team in Peterborough, UK. Job Purpose: As the Team Leader Procurement, you will lead a team of Purchasing Experts to ensure cost-effective sourcing of goods and services. You will oversee supply chain operations, manage...
Technical Manager - Place Based Thinking
Anglian Water Services,
Peterborough
3 weeks ago
Who are we? Here within the @one Alliance we are a totally collaborative organisation made up of our eight partner companies (Anglian Water, Balfour Beatty, Barhale, Binnies, MMB, MWH Treatment, Skanska and SWECO) and our extended supply chain, delivering over half of Anglian Water’s capital investment programme. We are gearing up for our most exciting and challenging Asset Management Period...
